Implementing the Dodd-Frank Wall Street Reform and Consumer protection Act. Implementing the The following list references all the rules that the Commission has proposed or adopted in connection with the Dodd-Frank Act.
That Act contains more than 90 provisions that require SEC rulemaking, and dozens of other provisions that give the SEC discretionary rulemaking authority. Of the mandatory rulemaking provisions, the SEC has proposed or adopted rules for more than three-quarters. To date, the Commission has put in place a foundation for a framework that will support an entirely new regulatory regime designed to bring greater transparency and access to the securities-based swaps market, adopted rules that will result in increased oversight and transparency around hedge fund and other private fund advisers, gave investors a say-on-pay regarding executive compensation and established a whistleblower program which offers incentives for individuals with information regarding securities law violations to come forward.
Pending Action. Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act: Accomplishments. The following list references the rules that the Commission has proposed or adopted in connection with the Dodd-Frank Act.
That Act contains more than 90 provisions that require SEC rulemaking, and dozens of other provisions that give the SEC discretionary rulemaking authority. Of the mandatory rulemaking provisions, the SEC has proposed or adopted rules for about three-quarters of them. When the Commission proposes or adopts a set of rules, often those rules are contained in a single document, called a 'proposing release' or an 'adopting release.' U.S. Securities and Exchange Commission (Home Page) Current SEC Rulemaking.